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Service Center
Each service below has it's own ongoing FAQ. Click a Service Package for Features and Benefits.


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DELIVERY
CONSULTATION


Consultation Service Packages
 | Start your own Broker-Dealer | 
We will guide you through the NASD [G] "New Member Application" process including the Pre-Membership Interview (PMI).

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Los Angles Office
BD101.com, Inc.
One Park Plaza, 6th Floor
Irvine, CA 92614
E-mail:
http://www.bd101.com

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Price:  $16,000.00 USD

 | Legal Services | 
BD101.com is affiliated with competent, qualified and respected Securities and Business attorneys.


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Brian A. Lebrecht, Esq.
The Lebrecht Group, APLC
9900 Research Drive
Irvine, CA 92618
949-635-1240 Tel.
949-635-1244 Fax
E-Mail:
http://www.thelebrechtgroup.com

Providing services for:

  • Corporate Finance and Securities Transactions
  • Mergers and Acquisitions
  • Referral Resources


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    Cheryl D. Stein, Esq.
    Law Office of Cheryl D. Stein
    706 12th St., NE
    Washington, D.C. 20002
    202-388-4682 Tel
    202-388-4683 Fax
    Email:
    http://www.cdstein.com

    Providing services for:

  • All federal criminal offenses.
  • Trials and appeals.
  • Post-conviction motions.
  • Negotiating and drafting contracts.
  • Arbitrations and mediations.


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    Lynne Bolduc, Esq.
    Arrin Langdon, Esq.
    Oswald & Yap
    16148 Sand Canyon Avenue
    Irvine, CA 92618
    949-788-8900 Tel
    949-788-8980 Fax
    E-mail:
    E-mail:
    http://www.oswald-yap.com

    Providing services for:

    *Securities Law
    *Business Law
    *Employment Law
    *Intellectual Property
    *Litigation
    *Real Estate


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    • Price:  $300.00 USD

     | Inhouse Training | 
    BD101.com comes to your broker-dealer to help you.


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    Los Angeles Office
    BD101.com, Inc.
    One Park Plaza, 6th Floor
    Irvine, CA 92614
    E-mail:
    http://www.bd101.com


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    Price:  $250.00 USD

     | Managed Broker-Dealer | 
    BD101.com assists in managing your broker-dealer.


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    Los Angeles Office
    BD101.com, Inc.
    One Park Plaza, 6th Floor
    Irvine, CA 92614
    E-mail:
    http://www.bd101.com


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    Price:  $5000.00 USD

     | Branch Audits | 
    BD101.com staff keeps all your branches in compliance with the home office.


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    Los Angeles office
    BD101.com, Inc.
    One Park Plaza, 6th Floor
    Irvine, CA 92614
    E-mail:
    http://www.bd101.com

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    Price:  $250.00 USD

     | Complete Series 7 Study Package Set | 
    Complete Series 7 Study Package Set. Purchase your Series 7 Study Package from BD101.com and when you're ready, we will refer you to a broker-dealer to be sponsored to sit for the exam. We are affiliated with many independent brokerage firms that welcome new brokers. ...[MORE]
    Price:  $595.00 USD

     | AML Regulatory Reviews | 
    BD101.com's staff prepares a formal AML Independent Annual Review required by FINRA.


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    Los Angeles office
    BD101.com, Inc.
    One Park Plaza, 6th Floor
    Irvine, CA 92614
    E-mail:
    http://www.bd101.com

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    Price:  $800.00 USD

     | OATS Regulatory Audits | 
    BD101.com's staff will audit your trading depoartment for regulatory compliance.


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    Los Angeles Office
    BD101.com, Inc.
    One Park Plaza, 6th Floor
    Irvine, CA 92614
    E-mail:
    http://www.bd101.com

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    Price:  $800.00 USD

     | Complete Series 6 Study Package Set | 
    Complete Series 6 Study Package Set. Purchase your Series 6 Study Package from BD101.com and when you're ready, we will refer you to a broker-dealer to be sponsored to sit for the exam. We are affiliated with many independent brokerage firms that welcome new brokers. ...[MORE]
    Price:  $495.00 USD

     | Transfer your Securities Licenses | 
    BD101.com has direct connections to the most flexible Independent Brokerage firms in the U.S.


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    Los Angeles Office
    BD101.com, Inc.
    One Park Plaza, 6th Floor
    Irvine, CA 92614
    E-mail:
    http://www.bd101.com


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    Price:  $1995.00 USD

     | Bookkeeping Services | 
    BD101.com is affiliated with competent and qualified CPA's to customize and prepare your monthly financials.


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    Brian Anson, CPA PCAOB
    Certified Public Accountants
    18425 Burbank Blvd., Ste 606
    Tarzana, CA 91356
    (818) 636-5660 Tel
    (818) 342-6060 Fax
    E-mail:

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    Price:  $995.00 USD

     | FOCUS Reporting | 
    BD101.com is affiliated with competent and qualified FinOps to file all your monthly and/or quarterly FOCUS Reports.

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    Brian Anson, CPA PCAOB
    Certified Public Accountants
    18425 Burbank Blvd., Ste 606
    Tarzana, CA 91356
    (818) 636-5660 Tel
    (818) 342-6060 Fax
    E-mail:

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    Price:  $995.00 USD

     | Reg Rep, Principal and Firm Registrations | 
    BD101.com will act as outside service Bureau account administrator for all your registration needs.


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    Los Angeles office
    BD101.com, Inc.
    One Park Plaza, 6th Floor
    Irvine, CA 92614
    E-mail:
    http://www.bd101.com

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    Price:  $750.00 USD

     | Sell your BD with BD101.com | 
    We receive calls weekly from interested parties looking for BD's.
    Shell BD's are most in demand. Revenue-Producing BD's are also desirable.
    BD101.com does all the legwork to sell your BD.


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    Los Angeles Office
    BD101.com, Inc.
    One Park Plaza, 6th Floor
    Irvine, CA 92614
    E-mail:
    http://www.bd101.com

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    Price:  $8000.00 USD

     | Compliance Consulting | 
    BD101.com provides tailored Written Supervisory Procedures (WSP), Anti-Money Laundering (AML) testing, Business Continuity Plan (BCP) testing, and Compliance Manuals.


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    Los Angeles Office
    BD101.com, Inc.
    One Park Plaza, 6th Floor
    Irvine, CA 92614
    E-mail:
    http://www.bd101.com

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    Price:  $250.00 USD

     | CMA-Ownership and Membership Change Services | 
    Continuance in Membership Applications (CMAs): Change of Ownership or Control, Changes in or Expansions of the Business.


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    Los Angeles Office
    BD101.com, Inc.
    One Park Plaza, 1st Floor
    Irvine, CA 92614
    E-mail:
    http://www.bd101.com

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    Price:  $10,000.00 USD

     | Annual SEC 17a-5(d) Audits | 
    BD101.com is affiliated with competent and qualified PCAOB CPA's/auditors to do your annual certified audit.


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    Brian Anson, CPA PCAOB
    Certified Public Accountants
    18425 Burbank Blvd., Ste 606
    Tarzana, CA 91356
    (818) 636-5660 Tel
    (818) 342-6060 Fax
    E-mail:


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    Price:  $5000.00 USD

     | State Registrations | 
    BD101.com acts as service bureau for all state registrations.

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    Los Angeles Office
    BD101.com, Inc.
    One Park Plaza, 6th Floor
    Irvine, CA 92614
    E-mail:
    http://www.bd101.com

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    Price:  $750.00 USD

     | Complete FinOp Services | 
    Financial and Operations Principal [G] (FinOp)(Series 27) on an as-needed basis (outsourcing).

    BD101.com is affiliated with competent, qualified and certified CPA’s who are FinOp’s with 30+ years experience to register with your firm on as-needed or permanent basis.



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    Thornton & Associates, LLC
    18425 Burbank Blvd., Ste. 715
    Tarzana, CA 91356
    (877)542-6759
    (818) 342-0200 office
    (818) 342- 0203 fax

    http://www.thorntonandassociates.com


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    Price:  $995.00 USD

     | WSP and Compliance & Operations Manuals | 
    Written Supervisory Procedures (WSP) and Compliance Manual ...[MORE]
    Price:  $3000.00 USD

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